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Client Services

Addington Financial Group offers financial planning services in the following areas:

MANAGED ACCOUNT SERVICES

Managed Account Services provide clients with programs for investing their funds in response to their long-term needs. These programs typically begin with the development of a profile of the client and a review of market data. This results in the formation of an investment model.

The model serves to illustrate the interaction between a client's objectives and constraints and the risk-reward alternatives of the market. A review of the model with the client guides the development of a suitable investment policy. In turn, this investment policy serves as the blueprint for an investment plan.

The outgrowth of this process is a set of reasonable working guidelines for the management of an investment portfolio. Portfolios constructed by Ms. Addington include, but are not limited to stocks, bonds, mutual funds, and U.S. government securities. With the client's approval, Ms. Addington will then implement the plan in accordance with currently prevailing market conditions and the client's expectations.

Once the portfolio is constructed, Ms. Addington will provide continuous supervision and reoptimization of the portfolio, as changes in market conditions and the client's circumstances warrant. In addition, reports are prepared periodically for all accounts. These reports serve as the basis for monitoring the interim progress of the account.

Fees

Client will be assessed at the end of every three months based upon the market value of the Account. The following is the annualized cumulative schedule of fees for the Account:

$0 to $100,000
1.50%
  $100,001 to $1,000,000 1.00%
  $1,000,001 to $2,000,000 0.75%
  Over $2,000,000 negotiable
(minimum 0.50%*)
  *In limited circumstances and the firm’s sole discretion, Addington Financial Group reserves the right to reduce the minimum .50% fee requirement.
FINANCIAL PLANNING SERVICES

Ms. Addington offers comprehensive personal financial planning services. Such services may include risk management (life, health, disability and long-term health care insurance), tax, estate, investment, education, and retirement planning.

An associated person will first conduct an initial complimentary consultation, during which pertinent information about the client's financial circumstances and objectives is collected. Once such information has been reviewed and analyzed, a written financial plan - designed to achieve the clients' stated financial goals and objectives - will be produced and presented to the client.

Financial planning services are not offered separately, but are included in conjunction with managed account services.

Contract

If the client chooses to proceed, an advisory contract is prepared, reviewed with the client, and signed by both parties. It contains the services to be performed, the fees to be charged, an estimate of the total costs, and a schedule of payments.

In limited circumstances, the cost/time could potentially exceed the initial estimate. In such cases, the client shall be notified and may be requested to pay an additional fee.

Termination Of Contract

  • A client may terminate an advisory agreement by giving 30 days written notice. There is no penalty for early termination.
  • If the termination occurs within five days of signing the advisory contract, a full refund will be made of all amounts paid.
  • If the termination occurs after this five-day period, any unearned amounts will be prorated and refunded to the client.
  • If the client terminates the advisory agreement during a quarter, the client will be charged a pro-rata portion of the advisory fee for the quarter up to the date of termination.

Disclosures

This website is a publication of Addington Financial Group. Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the authors on the date of publication and are subject to change.

Addington Financial Group is registered as an investment advisor with the State of Texas and the State of Colorado, and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. Registration as an investment advisor does not constitute an endorsement of the firm by securities regulators nor does it indicate that the advisor has attained a particular level of skill or ability.

Information on this website does not involve the rendering of personalized investment advice and should not be construed as an offer to buy or sell, or a solicitation of any offer to buy or sell securities.

Hyperlinks on this website are provided as a convenience, and we disclaim any responsibility for information, services or products found on websites linked hereto.

Addington Financial Group is not engaged in the practice of law. Always consult an attorney regarding your specific legal situation.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment or strategy will be profitable or equal to past performance levels.

All investment strategies have the potential for profit or loss. Changes in investment strategies, contributions or withdrawals, and economic conditions may materially alter the performance of your portfolio. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment or strategy will be suitable or profitable for an investor’s portfolio. Asset allocation and diversification do not assure or guarantee better performance and cannot eliminate the risk of investment losses.


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Contact Informaton :

Mailing Address:
P.O. Box 143
Winnsboro, TX 75494

Phone: 866.220.7788

Fax: 214.242.2442

laura@addingtonfg.com

 

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Addington Financial Group

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